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Is regulation pushing compliance into risk? A response to Rachel Wolcott’s article

April 10th, 2012

In the fast changing world of bank regulation right now, Rachel Wolcott has picked up on a very important and topical debate with her article in the Financial Regulatory Forum, “Time to merge risk management and compliance?”. Indeed, non-compliance with … Continue reading

Good Governance – Are you neglecting your NED’s?

April 3rd, 2012

A recent Financial Times article made me want to stand up and applaud – it highlighted the critical importance of Non-Executive Director (NED) engagement and effective contribution to boardroom decisions (Ruth Sullivan, Financial Times, March 25th 2012 : “Non-execs ‘feeling … Continue reading

New ways to learn – is gamification the future way to engage learners and create lasting change?

March 23rd, 2012

The Training & Development Innovations for Financial Services Conference took place in New York this week. As a Training and Development professional I am looking forward to hearing about the best way to engage and sustain learning. My belief is … Continue reading

Panelists give top qualities for CRO’s at the RMA conference

March 20th, 2012

Last week I had the pleasure of attending the NY Chapter of RMA’s Annual Chief Risk Officers Roundtable, which was chaired this year by my good friend, Carl Adams, a past President of the Chapter. The 5 person panel included … Continue reading

Greed Culture at Goldman Sachs

March 14th, 2012

The article linked below from the NY Times today further reinforces a lot of the recent discussion we are hearing on the culture of many banks over the last decade or so, and how they internally score their goals: Greed – … Continue reading

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