UBS Rogue Trader: The 3 C’s of Why This Will Never Go Away

October 2nd, 2012

When I saw this article on the BBC news site I almost forgot that it was a year ago when Adoboli was arrested, which itself was a year after Jerome Kerviel’s fun and games at Societe¬†General, which was a year … Continue reading

When will they learn to put customers first?

September 13th, 2012

Excerpt from Mark Seider’s article on InvestmentNews, “The Regulatory Tightrope” – “What is needed is forward-looking regulation that can level the playing field between Wall Street and Main Street, create appropriate incentive structures and penalty functions, and protect people from … Continue reading

A Decent Man With a Decent Chance

September 11th, 2012

For those of us that know Mr. Jenkins as friend or colleague (or an ex-colleague from our days at Citibank), this is exciting news and we must all wish him well in his new position. There is a lot that … Continue reading

RiskMinds 2012 in Amsterdam!

August 16th, 2012

Check out this recap of RiskMinds 2011 in Geneva and be sure to sign up here for this year’s RiskMinds 2012 in Amsterdam!

Tackling the causes, not the symptoms

August 9th, 2012

In response to the recent Financial Times article,¬†“Banks 20 Years Behind in Risk Management” , Keith writes: These findings are no surprise to some of us who have been arguing that banks have spent the last 3 – 4 years … Continue reading

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